Unintended Consequences Behind the SEC’s Proposed Rules on Service Providers
New rules proposed by the SEC would require greater due diligence for RIAs when working with third-party investment and compliance service providers. The proposed…
Susan Thompson: Inspiring Fearless Women
“Fearless Girl” has been an inspiration to women since State Street Global Advisors first placed the statue in New York’s financial district in 2017.…
Toussaint Bailey: Aligning Values with Investment
Aligning investments with personal values is a passion for Toussaint Bailey, and it’s the foundation of Uplifting Capital, the investment platform where he…
Framework: What It Takes to Find Financial Freedom
It’s a special episode of the Framework podcast as host Jamie Hopkins and Carson Group founder Ron Carson celebrate the launch of their new book Find Your…
Chris Schembra: Leveraging the Power of Gratitude
When Chris Schembra hosted a dinner party to show off his new pasta sauce recipe, he had no idea the conversation would lead him down a new career path. To foster…
Mary Kate Gulick: Write a Book to Supercharge Your Business
As a financial services marketing veteran who has coached numerous successful business owners, Mary Kate Gulick knows the power of authorship in establishing professional…
Jamie Hopkins: Finding Your Financial Freedom
Long-time listeners of the Framework podcast know one of the hosts’ favorite questions is about their guests’ first money memory. While it serves as…
Tucker Bryant: Unlocking Innovation Through Vulnerability
Poetry and leadership. What do they have in common? More than you might think, says Tucker Bryant. A poet and former marketing manager at Google, Tucker has a…
Odaro Aisueni: Get Ready for Gen Z Advisors
In the past, advisors sometimes took a circuitous route to their profession via roles at brokerage firms, insurance companies and altogether unrelated workplaces.…
Abby Wambach: How Rage Can Fuel Your Ambition
Can rage be a positive emotion? It is to Abby Wambach, one of the most celebrated women in U.S. soccer. Abby recalls a time in 2016, shortly after she retired from…
Lauren Simmons: The Power of Curiosity
For all the talk of diversity, equity and inclusion in the workplace, Wall Street remains a boys’ club, specifically a white boys’ club. But that didn’t…
Dr. Sonya Lutter, Erin Wood & Dr. Julie Ragatz: Family Money Dynamics
Many financial advisors find themselves unwittingly playing the part of family counselor. Their clients, meanwhile, often don’t even realize the financial…
Jim Cooper: Bringing Insurance to Holistic Financial Planning
Saving and investing are the cornerstones of financial planning. What gets less attention is insurance and its role as a risk-management tool. Yet, without insurance,…
Daniel Pink: Change the Situation, Not the Person
In trying to make positive changes – whether to our diet, exercise regime or finances – we tend to focus on our own behaviors and our own will. But maybe change…
Dave Francis: Bringing Technological Transformation to Medicare Shopping
With too many choices and confusing deadlines, it’s no wonder enrolling for Medicare is one of the most frustrating experiences many Americans will have. But…
Patrick Mahoney and Dennis Moore: Making Financial Planning a Profession
In July 2022, the Financial Planning Association® (FPA®), the leading membership organization for Certified Financial Planners™, announced it will lead the…